Newport Group Compliance Coordinator Internship in Lake Mary, Florida
Newport Group has a great opportunity within our Compliance group for a summer/fall internship, with a flexible schedule starting August. The internship is designed to provide experience in various aspects of Compliance and continued regulatory requirements for our registered associates. The intern will work with the compliance, legal, and communications teams assisting in the administrative roles/responsibilities. The intern will learn processes and procedures such as the annual regulatory requirements such as monitoring/tracking certifications, reporting, scanning, and other similar tasks.
Specific training and mentorship will focus on the FINRA, SEC, AML rules, registration requirements, and the reasons surrounding the regulatory environment. We welcome questions and/or other learning the intern would certainly provide.
In addition s/he will learn the policies and procedures needed to perform the various elements associated with an efficient compliance process. This internship may qualify for course credit as an elective; interested candidates should consult their academic advisor and/or department chair to determine eligibility for credit Requirements:
Candidates should be pursuing a degree in Finance, Business, Legal or related field.
Strong MS Office skills to include Excel is desirable.
3.0 or higher Grade Point Average (GPA).